About the data

Current snapshot: 2026-09-01

Source

Every figure here is taken from the Investment Adviser Information Reports that the U.S. Securities and Exchange Commission publishes each month, derived from Form ADV Part 1A. The SEC states that information on sec.gov is public information and may be copied or further distributed without its permission. This site is not affiliated with, endorsed by, or connected to the SEC.

How often it updates

The SEC republishes the data on the first business day of each month. This site regenerates from that file. Each page shows the snapshot it was built from.

What the data does not tell you

• The SEC does not verify Form ADV. In its own words, neither the SEC nor state securities authorities have approved the information filed, and its accuracy is not guaranteed. Figures are what the firm reported.
• Item 11 disclosure questions cover charges and pending proceedings as well as findings. A Yes answer is not a finding of wrongdoing.
• Item 11 covers the firm and its advisory affiliates -- every officer, director, and non-clerical employee. Firms with more staff accumulate more disclosures without that implying a higher rate of misconduct.
• This site covers firms only. Individual adviser representatives are a separate SEC dataset not included here.
• The narrative detail behind each disclosure is filed with the SEC in the firm's brochure and Disclosure Reporting Pages, and is not reproduced here.

This is not advice

Nothing on this site is investment, legal, or tax advice, and nothing here is a recommendation, rating, or endorsement of any firm. It is a reformatting of a public regulatory filing. Verify anything that matters against the SEC's own record, which every firm page links to.

Corrections

If a page misstates what your firm filed, the fastest fix is at the source: an amended Form ADV flows through to this site at the next monthly rebuild. If the error is ours -- a mismatched record, a mangled name, a misread field -- we will correct it promptly. Include the firm's CRD number and the page address.