Adviser Record

Investment advisers in Providence, RI

19 SEC-registered firms with a main office here.

Form ADV data as of 2026-09-01

All advisers in RI

FirmAssetsEmployeesDisclosures
Providence Equity Partners L.L.C.$24.12 billion1350
Nautic Partners, LLC$13.97 billion690
Global Strategic Risk Management, LLC$2.91 billion120
Parsons Capital Management Inc$2.38 billion220
Unison$2.02 billion10
Upper90$1.11 billion180
Strategicpoint Investment Advisors LLC$914.8 million120
Canton Hathaway LLC$866.1 million52
Newman Dignan & Sheerar, Inc$731.3 million90
Sk Wealth Management, LLC$639.0 million60
Barrett & Company$529.7 million74
Brown, Lisle/cummings, Inc$487.3 million134
Signet Investment Advisory Group, Inc.$394.1 million90
Weybosset Research & Management, LLC$340.9 million30
Eliot Rose Wealth Management, LLC$186.3 million40
Have Ria, Inc.$160.8 million90
Sheeley & Partners Wealth Management, LLC$131.3 million30
Ballast Equity Partners Management Company, LLC$111.9 million50
Plum Pointe Wealth Management$104.7 million31