Abner Herrman & Brock, LLC
Registered investment adviser · Jersey City, NJ · CRD #8517
Form ADV data as of 2026-09-01Regulatory assets
$2.74 billion
Total accounts
2,403
Employees
13
Disclosure events
0
Firm details
- Website: http://www.ahbi.com
- Telephone: 201-484-2000
- SEC file number: 801-17402
- Most recent Form ADV filing: 2026-06-09
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $2.67 billion |
| Non-discretionary regulatory assets under management | $61.7 million |
| Total regulatory assets under management | $2.74 billion |
| Discretionary accounts | 2,361 |
| Non-discretionary accounts | 42 |
| Total accounts | 2,403 |
| Regulatory assets under management attributable to non-U.S. persons | $30.7 million |
People
| Total employees (excluding clerical) | 13 |
| Employees performing investment advisory functions (including research) | 5 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 6 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Brokers or dealers selected under 8.C.(3) are related persons
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 5 | $950,762 |
| High net worth individuals | 2,246 | $2.34 billion |
| Pension and profit sharing plans (not the participants or government plans) | 16 | $28.2 million |
| Charitable organizations | 54 | $119.7 million |
| Corporations or other businesses not listed above | 82 | $243.7 million |