Advisory Services Network

Registered investment adviser · Atlanta, GA · CRD #146051

Form ADV data as of 2026-09-01

Regulatory assets

$10.60 billion

Total accounts

29,663

Employees

268

Disclosure events

Firm details

Website: https://www.linkedin.com/company/3512976/
Telephone: 770-352-0449
SEC file number: 801-71112
Most recent Form ADV filing: 2026-08-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$10.49 billion
Non-discretionary regulatory assets under management	$106.3 million
Total regulatory assets under management	$10.60 billion
Discretionary accounts	29,404
Non-discretionary accounts	259
Total accounts	29,663
Regulatory assets under management attributable to non-U.S. persons	$32.1 million

People

Total employees (excluding clerical)	268
Employees performing investment advisory functions (including research)	247
Employees who are registered representatives of a broker-dealer	19
Employees registered as investment adviser representatives with a state	247
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	92
Firms or persons who solicit advisory clients on the firm's behalf	3

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	11,305	$6.46 billion
High net worth individuals	1,121	$3.80 billion
Pension and profit sharing plans (not the participants or government plans)	49	$44.1 million
Charitable organizations	30	$12.9 million
State or municipal government entities (including government pension plans)	4	$16.0 million
Corporations or other businesses not listed above	410	$258.4 million