Alight Financial Advisors, LLC

Registered investment adviser · Charlotte, NC · CRD #158744

Form ADV data as of 2026-09-01

Regulatory assets

$35.05 billion

Total accounts

195,957

Employees

Disclosure events

Firm details

Website: https://alightfs.com/
Telephone: 866-560-7256
SEC file number: 801-72679
Most recent Form ADV filing: 2026-03-03
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$35.05 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$35.05 billion
Discretionary accounts	195,957
Non-discretionary accounts	0
Total accounts	195,957
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	70
Employees performing investment advisory functions (including research)	60
Employees who are registered representatives of a broker-dealer	45
Employees registered as investment adviser representatives with a state	45
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	7
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Other

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesEducational seminars/workshops

Other business activities

Broker-dealer (registered or unregistered)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealer

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	195,957	$35.05 billion