Amb Wealth, LLC

Registered investment adviser · Thomasville, GA · CRD #113106

Form ADV data as of 2026-09-01

Regulatory assets

$1.07 billion

Total accounts

1,157

Employees

Disclosure events

Firm details

Website: http://www.linkedin.com/company/ambwealth
Telephone: 866-277-1500
SEC file number: 801-60350
Most recent Form ADV filing: 2026-07-30
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$1.07 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$1.07 billion
Discretionary accounts	1,157
Non-discretionary accounts	0
Total accounts	1,157
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	22
Employees performing investment advisory functions (including research)	14
Employees who are registered representatives of a broker-dealer	17
Employees registered as investment adviser representatives with a state	17
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	11
Firms or persons who solicit advisory clients on the firm's behalf	9

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$16.1 million
Clients for whom a related person has custody	54
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Accountant or accounting firmInsurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	703	$422.1 million
High net worth individuals	175	$452.5 million
Pension and profit sharing plans (not the participants or government plans)	1	$722,458
Charitable organizations	12	$38.8 million
State or municipal government entities (including government pension plans)	4	$82.6 million
Insurance companies	1	$9.6 million
Corporations or other businesses not listed above	24	$68.5 million