Amplify Etfs
Registered investment adviser · Lisle, IL · CRD #173781
Form ADV data as of 2026-09-01Regulatory assets
$17.70 billion
Total accounts
42
Employees
42
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/amplify-etfs/
- Telephone: (630) 487-2530
- SEC file number: 801-80692
- Most recent Form ADV filing: 2026-03-27
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $16.88 billion |
| Non-discretionary regulatory assets under management | $817.4 million |
| Total regulatory assets under management | $17.70 billion |
| Discretionary accounts | 39 |
| Non-discretionary accounts | 3 |
| Total accounts | 42 |
| Regulatory assets under management attributable to non-U.S. persons | $817.4 million |
People
| Total employees (excluding clerical) | 42 |
| Employees performing investment advisory functions (including research) | 5 |
| Employees who are registered representatives of a broker-dealer | 29 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Recommends securities in which it has another proprietary interest
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Investment companies | 37 | $16.85 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 5 | $852.6 million |