Adviser Record

Anda Asset Management Co., Ltd.

Registered investment adviser · Seoul · CRD #165123

Form ADV data as of 2026-09-01
Regulatory assets
$1.23 billion
Total accounts
74
Employees
32
Disclosure events
3

Firm details

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 3 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$1.12 billion
Non-discretionary regulatory assets under management$106.3 million
Total regulatory assets under management$1.23 billion
Discretionary accounts46
Non-discretionary accounts28
Total accounts74
Regulatory assets under management attributable to non-U.S. persons$1.23 billion

People

Total employees (excluding clerical)32
Employees performing investment advisory functions (including research)23
Employees who are registered representatives of a broker-dealer0
Employees registered as investment adviser representatives with a state0
Employees registered as IARs for another investment adviser0
Employees who are licensed insurance agents0
Firms or persons who solicit advisory clients on the firm's behalf0

Custody

Has custody of client cash or bank accountsNo
Has custody of client securitiesNo
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo

How the firm is compensated

A percentage of assets under managementPerformance-based fees

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Other investment adviser (including financial planners)

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Client types

Type of clientClientsAssets
Banking or thrift institutions1$27.5 million
Investment companies28$106.3 million
Pooled investment vehicles (other than investment companies and BDCs)40$921.3 million
Pension and profit sharing plans (not the participants or government plans)4$127.5 million
Other1$43.5 million