Apollo Capital Management, L.P.

Registered investment adviser · New York, NY · CRD #143161

Form ADV data as of 2026-09-01

Regulatory assets

$718.48 billion

Total accounts

803

Employees

3,564

Disclosure events

Firm details

Website: https://www.linkedin.com/company/griffin-capital/
Telephone: 212-515-3200
SEC file number: 801-67592
Most recent Form ADV filing: 2026-08-26
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 8 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$702.93 billion
Non-discretionary regulatory assets under management	$15.55 billion
Total regulatory assets under management	$718.48 billion
Discretionary accounts	784
Non-discretionary accounts	19
Total accounts	803
Regulatory assets under management attributable to non-U.S. persons	$145.92 billion

People

Total employees (excluding clerical)	3,564
Employees performing investment advisory functions (including research)	912
Employees who are registered representatives of a broker-dealer	571
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	34

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$27.88 billion
Clients for whom the firm has custody	169
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$257.30 billion
Clients for whom a related person has custody	518
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	33

How the firm is compensated

A percentage of assets under managementPerformance-based feesOther

Advisory services offered

Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorInsurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Executes agency cross transactions involving advisory client securities
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Brokers or dealers selected under 8.C.(3) are related persons
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Receives soft dollar benefits
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Banking or thrift institutions	2	$254.5 million
Investment companies	1	$9.91 billion
Pooled investment vehicles (other than investment companies and BDCs)	687	$285.17 billion
Pension and profit sharing plans (not the participants or government plans)	7	$1.49 billion
Other investment advisers	8	$2.01 billion
Insurance companies	89	$417.43 billion
Sovereign wealth funds and foreign official institutions	1	$522.9 million
Other	8	$1.68 billion