Ascentis Independent Advisors, LLC
Registered investment adviser · Dallas, TX · CRD #322879
Form ADV data as of 2026-09-01Regulatory assets
$2.09 billion
Total accounts
7,464
Employees
43
Disclosure events
0
Firm details
- Website: https://www.schneider-wealth.com
- Telephone: 866-273-1563
- SEC file number: 801-126441
- Most recent Form ADV filing: 2026-07-13
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $1.96 billion |
| Non-discretionary regulatory assets under management | $131.9 million |
| Total regulatory assets under management | $2.09 billion |
| Discretionary accounts | 7,057 |
| Non-discretionary accounts | 407 |
| Total accounts | 7,464 |
| Regulatory assets under management attributable to non-U.S. persons | $14.8 million |
People
| Total employees (excluding clerical) | 43 |
| Employees performing investment advisory functions (including research) | 39 |
| Employees who are registered representatives of a broker-dealer | 4 |
| Employees registered as investment adviser representatives with a state | 25 |
| Employees registered as IARs for another investment adviser | 4 |
| Employees who are licensed insurance agents | 33 |
| Firms or persons who solicit advisory clients on the firm's behalf | 2 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 0 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 2,080 | $510.9 million |
| High net worth individuals | 610 | $1.48 billion |
| Investment companies | 1 | $26,319 |
| Pension and profit sharing plans (not the participants or government plans) | 44 | $13.2 million |
| Charitable organizations | 9 | $4.1 million |
| Corporations or other businesses not listed above | 71 | $91.3 million |