Bci Securities, Inc.

Registered investment adviser · Miami, FL · CRD #168047

Form ADV data as of 2026-09-01

Regulatory assets

$402.2 million

Total accounts

448

Employees

Disclosure events

Firm details

Website: https://www.bcisecurities.com
Telephone: 305-929-5500
SEC file number: 801-121997
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 3 disclosure questions answered Yes, covering 43 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$282.3 million
Non-discretionary regulatory assets under management	$119.9 million
Total regulatory assets under management	$402.2 million
Discretionary accounts	313
Non-discretionary accounts	135
Total accounts	448
Regulatory assets under management attributable to non-U.S. persons	$402.2 million

People

Total employees (excluding clerical)	74
Employees performing investment advisory functions (including research)	39
Employees who are registered representatives of a broker-dealer	62
Employees registered as investment adviser representatives with a state	39
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	3

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Other

Other business activities

Broker-dealer (registered or unregistered)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Banking or thrift institutionInsurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	315	$104.0 million
High net worth individuals	24	$56.4 million
Pension and profit sharing plans (not the participants or government plans)	2	$7.8 million
Corporations or other businesses not listed above	107	$234.1 million