Belle Haven Investments, L.P.
Registered investment adviser · Rye Brook, NY · CRD #29278
Form ADV data as of 2026-11-01Regulatory assets
$24.74 billion
Total accounts
27,819
Employees
45
Disclosure events
1
Firm details
- Website: https://x.com/bellehaveninv
- Telephone: 914-816-4633
- SEC file number: 801-62290
- Most recent Form ADV filing: 2026-10-05
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- A self-regulatory organization found a violation of its rules
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $24.74 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $24.74 billion |
| Discretionary accounts | 27,819 |
| Non-discretionary accounts | 0 |
| Total accounts | 27,819 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 45 |
| Employees performing investment advisory functions (including research) | 38 |
| Employees who are registered representatives of a broker-dealer | 31 |
| Employees registered as investment adviser representatives with a state | 21 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $0 |
| Clients for whom the firm has custody | 0 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $17.6 million |
| Clients for whom a related person has custody | 1 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Brokers or dealers selected under 8.C.(3) are related persons
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 22,298 | $8.70 billion |
| High net worth individuals | 4,571 | $12.17 billion |
| Banking or thrift institutions | 1 | $1.1 million |
| Investment companies | 2 | $1.10 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 1 | $18.3 million |
| Pension and profit sharing plans (not the participants or government plans) | 23 | $172.5 million |
| Charitable organizations | 278 | $647.4 million |
| State or municipal government entities (including government pension plans) | 20 | $142.3 million |
| Insurance companies | 4 | $85.9 million |
| Corporations or other businesses not listed above | 624 | $1.71 billion |