Bmo Asset Management Corp.

Registered investment adviser · Chicago, IL · CRD #106466

Form ADV data as of 2026-09-01

Regulatory assets

$6.18 billion

Total accounts

Employees

Disclosure events

Firm details

Telephone: 312-461-4002
SEC file number: 801-35533
Most recent Form ADV filing: 2026-07-02
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 5 disclosure questions answered Yes, covering 8 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$6.18 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$6.18 billion
Discretionary accounts	21
Non-discretionary accounts	0
Total accounts	21
Regulatory assets under management attributable to non-U.S. persons	$6.18 billion

People

Total employees (excluding clerical)	5
Employees performing investment advisory functions (including research)	4
Employees who are registered representatives of a broker-dealer	1
Employees registered as investment adviser representatives with a state	1
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	5

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
Client funds and securities held in the firm's custody	$0
Clients for whom the firm has custody	0
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementPerformance-based fees

Advisory services offered

Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Registered security-based swap dealerMajor security-based swap participantCommodity pool operator or commodity trading advisorFutures commission merchantBanking or thrift institutionTrust companyInsurance company or agencyPension consultantReal estate broker or dealerSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Pooled investment vehicles (other than investment companies and BDCs)	16	$3.43 billion
Insurance companies	Not reported	$1.08 billion
Corporations or other businesses not listed above	Not reported	$1.66 billion