Bosera Asset Management (International) Co., Limited

Registered investment adviser · Hong Kong · CRD #168895

Form ADV data as of 2026-09-01

Regulatory assets

$17.26 billion

Total accounts

Employees

Disclosure events

Firm details

Website: http://www.bosera.com.hk
Telephone: 852-2537-6658
SEC file number: 801-78507
Most recent Form ADV filing: 2026-04-02
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found the firm caused a business to lose or have its authorization restricted
Another regulator found the firm caused a business to lose or have its authorization restricted

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$17.26 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$17.26 billion
Discretionary accounts	54
Non-discretionary accounts	0
Total accounts	54
Regulatory assets under management attributable to non-U.S. persons	$17.26 billion

People

Total employees (excluding clerical)	68
Employees performing investment advisory functions (including research)	15
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$13.99 billion
Clients for whom the firm has custody	29
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	8

How the firm is compensated

A percentage of assets under managementPerformance-based fees

Advisory services offered

Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Other business activities

Broker-dealer (registered or unregistered)

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients

Client types

Type of client	Clients	Assets
Banking or thrift institutions	Not reported	$2.05 billion
Pooled investment vehicles (other than investment companies and BDCs)	46	$14.15 billion
Pension and profit sharing plans (not the participants or government plans)	3	$365.8 million
State or municipal government entities (including government pension plans)	2	$696.1 million