Camelot Portfolios, LLC
Registered investment adviser · Maumee, OH · CRD #145918
Form ADV data as of 2026-09-01Regulatory assets
$272.2 million
Total accounts
2,076
Employees
7
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/camelot-portfolios
- Telephone: 419-794-0538
- SEC file number: 801-70932
- Most recent Form ADV filing: 2026-04-13
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $270.3 million |
| Non-discretionary regulatory assets under management | $1.9 million |
| Total regulatory assets under management | $272.2 million |
| Discretionary accounts | 2,075 |
| Non-discretionary accounts | 1 |
| Total accounts | 2,076 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 7 |
| Employees performing investment advisory functions (including research) | 4 |
| Employees who are registered representatives of a broker-dealer | 1 |
| Employees registered as investment adviser representatives with a state | 4 |
| Employees registered as IARs for another investment adviser | 2 |
| Employees who are licensed insurance agents | 1 |
| Firms or persons who solicit advisory clients on the firm's behalf | 45 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities for which it serves as underwriter or general partner
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 617 | $107.1 million |
| High net worth individuals | 45 | $138.8 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 2 | $625,191 |
| Pension and profit sharing plans (not the participants or government plans) | 1 | $258,807 |
| Charitable organizations | 9 | $4.8 million |
| Other investment advisers | 1 | $312,388 |
| Corporations or other businesses not listed above | 7 | $2.1 million |
| Other | 109 | $18.2 million |