Canaccord Genuity Wealth Management
Registered investment adviser · Vancouver, Bc · CRD #7449
Form ADV data as of 2026-09-01Regulatory assets
$135.5 million
Total accounts
114
Employees
32
Disclosure events
25
Firm details
- Telephone: 604-643-7300
- SEC file number: 801-106809
- Most recent Form ADV filing: 2026-06-30
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 7 disclosure questions answered Yes, covering 25 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a false statement or omission
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator denied, suspended, or revoked a registration or restricted activity
- A self-regulatory organization found a violation of its rules
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $135.5 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $135.5 million |
| Discretionary accounts | 114 |
| Non-discretionary accounts | 0 |
| Total accounts | 114 |
| Regulatory assets under management attributable to non-U.S. persons | $2.0 million |
People
| Total employees (excluding clerical) | 32 |
| Employees performing investment advisory functions (including research) | 32 |
| Employees who are registered representatives of a broker-dealer | 18 |
| Employees registered as investment adviser representatives with a state | 12 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| Client funds and securities held in the firm's custody | $0 |
| Clients for whom the firm has custody | 0 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| Client funds and securities held in a related person's custody | $0 |
| Clients for whom a related person has custody | 0 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 48 | $16.3 million |
| High net worth individuals | 29 | $117.2 million |
| Corporations or other businesses not listed above | 3 | $1.9 million |