Capital Group Private Client Services, Inc.
Registered investment adviser · Los Angeles, CA · CRD #312837
Form ADV data as of 2026-11-01Regulatory assets
$48.37 billion
Total accounts
14,334
Employees
201
Disclosure events
1
Firm details
- Website: https://www.instagram.com/capitalgroup/
- Telephone: 213-486-9200
- SEC file number: 801-121267
- Most recent Form ADV filing: 2026-09-25
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $43.51 billion |
| Non-discretionary regulatory assets under management | $4.86 billion |
| Total regulatory assets under management | $48.37 billion |
| Discretionary accounts | 6,120 |
| Non-discretionary accounts | 8,214 |
| Total accounts | 14,334 |
| Regulatory assets under management attributable to non-U.S. persons | $1.24 billion |
People
| Total employees (excluding clerical) | 201 |
| Employees performing investment advisory functions (including research) | 107 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 107 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 62 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $124.2 million |
| Clients for whom the firm has custody | 1 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $4.62 billion |
| Clients for whom a related person has custody | 527 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 8 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 8,803 | $36.47 billion |
| Pooled investment vehicles (other than investment companies and BDCs) | 1 | $124.2 million |
| Pension and profit sharing plans (not the participants or government plans) | 52 | $117.7 million |
| Charitable organizations | 713 | $7.28 billion |
| Corporations or other businesses not listed above | 274 | $4.38 billion |