Capital Research and Management Company
Registered investment adviser · Los Angeles, CA · CRD #110885
Form ADV data as of 2026-11-01Regulatory assets
$4.32 trillion
Total accounts
23,578
Employees
1,395
Disclosure events
2
Firm details
- Website: https://retirementsolutions.financialtrans.com/tf/myplan/mpnwelcome?cz=3000518
- Telephone: 213-486-9200
- SEC file number: 801-8055
- Most recent Form ADV filing: 2026-09-25
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Convicted of or pled guilty/no contest to a felony (past 10 years)
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $4.32 trillion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $4.32 trillion |
| Discretionary accounts | 23,578 |
| Non-discretionary accounts | 0 |
| Total accounts | 23,578 |
| Regulatory assets under management attributable to non-U.S. persons | $102.07 billion |
People
| Total employees (excluding clerical) | 1,395 |
| Employees performing investment advisory functions (including research) | 411 |
| Employees who are registered representatives of a broker-dealer | 4 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| Client funds and securities held in the firm's custody | $0 |
| Clients for whom the firm has custody | 0 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| Client funds and securities held in a related person's custody | $0 |
| Clients for whom a related person has custody | 0 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 0 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 22,211 | $16.87 billion |
| High net worth individuals | 830 | $3.82 billion |
| Investment companies | 150 | $3.94 trillion |
| Pooled investment vehicles (other than investment companies and BDCs) | 68 | $339.26 billion |
| Pension and profit sharing plans (not the participants or government plans) | 5 | $798.6 million |
| Charitable organizations | 55 | $450.6 million |
| Sovereign wealth funds and foreign official institutions | 5 | $3.11 billion |
| Corporations or other businesses not listed above | 241 | $1.27 billion |
| Other | 13 | $15.60 billion |