Cibc Global Asset Management

Registered investment adviser · Toronto, on · CRD #106508

Form ADV data as of 2026-09-01

Regulatory assets

$162.84 billion

Total accounts

21,743

Employees

478

Disclosure events

Firm details

Website: https://www.cibc.com/en/private-wealth.html
Telephone: 877-363-5620
SEC file number: 801-9707
Most recent Form ADV filing: 2026-08-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC imposed a civil money penalty or a cease-and-desist order

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$159.95 billion
Non-discretionary regulatory assets under management	$2.90 billion
Total regulatory assets under management	$162.84 billion
Discretionary accounts	21,684
Non-discretionary accounts	59
Total accounts	21,743
Regulatory assets under management attributable to non-U.S. persons	$159.91 billion

People

Total employees (excluding clerical)	478
Employees performing investment advisory functions (including research)	333
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	2
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	6

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$135.5 million
Clients for whom a related person has custody	63
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	Yes
Number of persons acting as qualified custodians for the firm's clients	2

How the firm is compensated

A percentage of assets under managementPerformance-based fees

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Registered security-based swap dealerFutures commission merchantBanking or thrift institutionTrust companyInsurance company or agencySponsor or syndicator of limited partnershipsSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Executes agency cross transactions involving advisory client securities
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Brokers or dealers selected under 8.C.(3) are related persons
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Receives soft dollar benefits
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
High net worth individuals	7,903	$4.49 billion
Investment companies	245	$93.65 billion
Pooled investment vehicles (other than investment companies and BDCs)	37	$4.30 billion
Pension and profit sharing plans (not the participants or government plans)	47	$13.39 billion
Charitable organizations	139	$9.37 billion
State or municipal government entities (including government pension plans)	5	$74.9 million
Other investment advisers	75	$34.42 billion
Insurance companies	12	$561.5 million
Corporations or other businesses not listed above	1,958	$1.44 billion
Other	18	$1.15 billion