Creative Planning Institutional Advisors, LLC

Registered investment adviser · Newport Beach, CA · CRD #126777

Form ADV data as of 2026-09-01

Regulatory assets

$37.50 billion

Total accounts

1,301

Employees

195

Disclosure events

Firm details

Website: https://facebook.com/sageviewadvisorygroup
Telephone: 800-814-8742
SEC file number: 801-64265
Most recent Form ADV filing: 2026-08-25
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator entered an order in connection with investment-related activity (past 10 years)
Currently subject to a civil proceeding that could result in a disclosure under 11.H.(1)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$37.50 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$37.50 billion
Discretionary accounts	1,301
Non-discretionary accounts	0
Total accounts	1,301
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	195
Employees performing investment advisory functions (including research)	112
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	106
Employees registered as IARs for another investment adviser	25
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	2

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops

Affiliated related persons

Other investment adviser (including financial planners)Trust companyAccountant or accounting firmLawyer or law firmInsurance company or agencyPension consultant

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	124	$54.8 million
High net worth individuals	95	$468.7 million
Pension and profit sharing plans (not the participants or government plans)	668	$35.63 billion
State or municipal government entities (including government pension plans)	19	$1.31 billion
Corporations or other businesses not listed above	9	$35.9 million