Creativeone Wealth, LLC
Registered investment adviser · Overland Park, KS · CRD #281213
Form ADV data as of 2026-09-01Regulatory assets
$6.25 billion
Total accounts
35,425
Employees
222
Disclosure events
4
Firm details
- Website: https://www.pioneerwealthmgmt.com
- Telephone: 913-402-7897
- SEC file number: 801-106677
- Most recent Form ADV filing: 2026-05-04
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- A self-regulatory organization found a false statement or omission
- A self-regulatory organization found a violation of its rules
- A self-regulatory organization expelled, suspended, barred, or restricted the firm
- An authorization to act as an attorney, accountant, or federal contractor was revoked or suspended
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $6.25 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $6.25 billion |
| Discretionary accounts | 35,425 |
| Non-discretionary accounts | 0 |
| Total accounts | 35,425 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 222 |
| Employees performing investment advisory functions (including research) | 203 |
| Employees who are registered representatives of a broker-dealer | 24 |
| Employees registered as investment adviser representatives with a state | 203 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 183 |
| Firms or persons who solicit advisory clients on the firm's behalf | 11 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $1.15 billion |
| Clients for whom the firm has custody | 5,642 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| Client funds and securities held in a related person's custody | $0 |
| Clients for whom a related person has custody | 0 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 5 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Brokers or dealers recommended under 8.E. are related persons
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
- Receives compensation from others for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 20,326 | $3.61 billion |
| High net worth individuals | 1,738 | $2.24 billion |
| Investment companies | 1 | $75.7 million |
| Pension and profit sharing plans (not the participants or government plans) | 73 | $48.1 million |
| Charitable organizations | 21 | $33.9 million |
| Corporations or other businesses not listed above | 132 | $252.1 million |