Encompass Advisory Services, LLC

Registered investment adviser · Katy, TX · CRD #283574

Form ADV data as of 2026-09-01

Regulatory assets

$121.3 million

Total accounts

1,007

Employees

Disclosure events

Firm details

Website: https://www.facebook.com/encompassadvisoryservices
Telephone: 281-371-6300
SEC file number: 801-132142
Most recent Form ADV filing: 2026-03-27
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator entered an order in connection with investment-related activity (past 10 years)

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$53.1 million
Non-discretionary regulatory assets under management	$68.2 million
Total regulatory assets under management	$121.3 million
Discretionary accounts	431
Non-discretionary accounts	576
Total accounts	1,007
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	14
Employees performing investment advisory functions (including research)	7
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	7
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	11
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$111,294
Clients for whom the firm has custody	1
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

A percentage of assets under managementHourly chargesSubscription fees (for a newsletter or periodical)Fixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops

Other business activities

Insurance broker or agent

Affiliated related persons

Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	392	$69.7 million
High net worth individuals	33	$49.9 million
Charitable organizations	2	$526,443
Corporations or other businesses not listed above	6	$1.2 million