Equity Advisors of Kentucky Inc

Registered investment adviser · Lexington, KY · CRD #116398

Form ADV data as of 2026-09-01

Regulatory assets

$141.6 million

Total accounts

530

Employees

Disclosure events

Firm details

Website: http://www.ea-ky.com
Telephone: 502-829-9244
SEC file number: 801-112311
Most recent Form ADV filing: 2026-03-26
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
Another regulator denied, suspended, or revoked a registration or restricted activity

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$6.6 million
Non-discretionary regulatory assets under management	$135.0 million
Total regulatory assets under management	$141.6 million
Discretionary accounts	30
Non-discretionary accounts	500
Total accounts	530
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	3
Employees performing investment advisory functions (including research)	3
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	3
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$119.7 million
Clients for whom the firm has custody	114
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	5

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)Performance-based fees

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services

Other business activities

Accountant or accounting firm

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	94	$95.7 million
High net worth individuals	20	$45.9 million