F/m Investments LLC

Registered investment adviser · Washington, DC · CRD #304405

Form ADV data as of 2026-09-01

Regulatory assets

$17.74 billion

Total accounts

5,780

Employees

Disclosure events

Firm details

Website: http://www.fminvest.com
Telephone: 202-839-4910
SEC file number: 801-116853
Most recent Form ADV filing: 2026-08-26
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$17.64 billion
Non-discretionary regulatory assets under management	$92.2 million
Total regulatory assets under management	$17.74 billion
Discretionary accounts	5,687
Non-discretionary accounts	93
Total accounts	5,780
Regulatory assets under management attributable to non-U.S. persons	$354.2 million

People

Total employees (excluding clerical)	83
Employees performing investment advisory functions (including research)	46
Employees who are registered representatives of a broker-dealer	18
Employees registered as investment adviser representatives with a state	22
Employees registered as IARs for another investment adviser	6
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)

Affiliated related persons

Other investment adviser (including financial planners)

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends securities in which it has another proprietary interest
Recommends securities in which it has another sales interest
Receives soft dollar benefits
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	202	$80.5 million
High net worth individuals	797	$999.7 million
Banking or thrift institutions	25	$116.9 million
Investment companies	23	$8.57 billion
Pooled investment vehicles (other than investment companies and BDCs)	53	$334.1 million
Pension and profit sharing plans (not the participants or government plans)	108	$2.34 billion
Charitable organizations	77	$255.1 million
State or municipal government entities (including government pension plans)	19	$112.3 million
Other investment advisers	3,971	$1.82 billion
Corporations or other businesses not listed above	497	$3.06 billion
Other	8	$42.3 million