Feltl Advisors

Registered investment adviser · Plymouth, MN · CRD #165244

Form ADV data as of 2026-09-01

Regulatory assets

$165.6 million

Total accounts

563

Employees

Disclosure events

Firm details

Website: http://www.feltladvisors.com/
Telephone: 612-492-8800
SEC file number: 801-77347
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 5 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$0
Non-discretionary regulatory assets under management	$165.6 million
Total regulatory assets under management	$165.6 million
Discretionary accounts	0
Non-discretionary accounts	563
Total accounts	563
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	15
Employees performing investment advisory functions (including research)	15
Employees who are registered representatives of a broker-dealer	15
Employees registered as investment adviser representatives with a state	15
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	9
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Other

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Other

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerInsurance company or agency

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	395	$155.4 million
Corporations or other businesses not listed above	2	$10.2 million