Fmb Wealth Management
Registered investment adviser · Westlake Village, CA · CRD #122309
Form ADV data as of 2026-09-01Regulatory assets
$615.7 million
Total accounts
958
Employees
12
Disclosure events
0
Firm details
- Website: https://www.facebook.com/pages/fmb-wealth-management/853180158122979
- Telephone: 805-446-4494
- SEC file number: 801-61556
- Most recent Form ADV filing: 2026-04-28
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $615.7 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $615.7 million |
| Discretionary accounts | 958 |
| Non-discretionary accounts | 0 |
| Total accounts | 958 |
| Regulatory assets under management attributable to non-U.S. persons | $1.1 million |
People
| Total employees (excluding clerical) | 12 |
| Employees performing investment advisory functions (including research) | 5 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 5 |
| Employees registered as IARs for another investment adviser | 4 |
| Employees who are licensed insurance agents | 5 |
| Firms or persons who solicit advisory clients on the firm's behalf | 2 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 199 | $84.9 million |
| High net worth individuals | 125 | $528.3 million |
| Charitable organizations | Not reported | $2.3 million |
| Corporations or other businesses not listed above | Not reported | $260,424 |