Four Points Advisors, LLC

Registered investment adviser · New York, NY · CRD #171720

Form ADV data as of 2026-09-01

Regulatory assets

$40.0 million

Total accounts

171

Employees

Disclosure events

Firm details

Website: http://www.4pointsadvisors.com
Telephone: 646-300-6129
SEC file number: 801-118971
Most recent Form ADV filing: 2026-04-27
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 3 disclosure questions answered Yes, covering 6 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator denied, suspended, or revoked a registration or restricted activity
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$40.0 million
Non-discretionary regulatory assets under management	$10,053
Total regulatory assets under management	$40.0 million
Discretionary accounts	168
Non-discretionary accounts	3
Total accounts	171
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	12
Employees performing investment advisory functions (including research)	11
Employees who are registered representatives of a broker-dealer	10
Employees registered as investment adviser representatives with a state	10
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	2
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under management

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businesses

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Insurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	67	$15.8 million
High net worth individuals	31	$23.7 million
Corporations or other businesses not listed above	Not reported	$422,663