Franklin Templeton Investments Corp.
Registered investment adviser · Toronto (Ontario) · CRD #111364
Form ADV data as of 2026-09-01Regulatory assets
$12.77 billion
Total accounts
101
Employees
193
Disclosure events
7
Firm details
- Website: https://www.franklintempleton.ca/en-ca
- Telephone: 416-957-6000
- SEC file number: 801-58185
- Most recent Form ADV filing: 2025-12-22
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 4 disclosure questions answered Yes, covering 7 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- Another regulator found a violation of investment-related regulations or statutes
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $12.77 billion |
| Non-discretionary regulatory assets under management | $8.0 million |
| Total regulatory assets under management | $12.77 billion |
| Discretionary accounts | 100 |
| Non-discretionary accounts | 1 |
| Total accounts | 101 |
| Regulatory assets under management attributable to non-U.S. persons | $11.84 billion |
People
| Total employees (excluding clerical) | 193 |
| Employees performing investment advisory functions (including research) | 28 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $82,345 |
| Clients for whom a related person has custody | 3 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 3 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 47 | $11.5 million |
| Investment companies | 3 | $924.3 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 48 | $10.51 billion |
| Pension and profit sharing plans (not the participants or government plans) | 17 | $223.7 million |
| Charitable organizations | 23 | $271.6 million |
| State or municipal government entities (including government pension plans) | Not reported | $22.5 million |
| Other investment advisers | Not reported | $8.0 million |
| Insurance companies | Not reported | $126.4 million |
| Sovereign wealth funds and foreign official institutions | Not reported | $677.1 million |
| Other | Not reported | $13,202 |