Galliard Capital Management
Registered investment adviser · Minneapolis, MN · CRD #106487
Form ADV data as of 2026-09-01Regulatory assets
$80.27 billion
Total accounts
264
Employees
89
Disclosure events
0
Firm details
- Website: https://www.linkedin.com/company/galliard-capital-management/
- Telephone: 612-667-3220
- SEC file number: 801-49780
- Most recent Form ADV filing: 2026-03-20
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $79.19 billion |
| Non-discretionary regulatory assets under management | $1.08 billion |
| Total regulatory assets under management | $80.27 billion |
| Discretionary accounts | 260 |
| Non-discretionary accounts | 4 |
| Total accounts | 264 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 89 |
| Employees performing investment advisory functions (including research) | 20 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 8 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $429.8 million |
| Clients for whom the firm has custody | 5 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 17 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Investment companies | 2 | $602.4 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 4 | $13.55 billion |
| Pension and profit sharing plans (not the participants or government plans) | 104 | $34.08 billion |
| Charitable organizations | 15 | $3.03 billion |
| State or municipal government entities (including government pension plans) | 47 | $26.54 billion |
| Insurance companies | 4 | $757.0 million |
| Corporations or other businesses not listed above | 2 | $284.8 million |
| Other | 10 | $1.42 billion |