Gam London Limited

Registered investment adviser · London · CRD #110670

Form ADV data as of 2026-09-01

Regulatory assets

$9.42 billion

Total accounts

278

Employees

Disclosure events

Firm details

Website: https://twitter.com/gaminsights
Telephone: 44-20-7493-9990
SEC file number: 801-22307
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 3 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$9.41 billion
Non-discretionary regulatory assets under management	$5.6 million
Total regulatory assets under management	$9.42 billion
Discretionary accounts	268
Non-discretionary accounts	10
Total accounts	278
Regulatory assets under management attributable to non-U.S. persons	$9.42 billion

People

Total employees (excluding clerical)	51
Employees performing investment advisory functions (including research)	11
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	0
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$8.27 billion
Clients for whom the firm has custody	37
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	3

How the firm is compensated

A percentage of assets under managementPerformance-based fees

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)

Other business activities

Commodity pool operator or commodity trading advisor

Affiliated related persons

Other investment adviser (including financial planners)Commodity pool operator or commodity trading advisorSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends securities in which it has another sales interest
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
High net worth individuals	205	$982.0 million
Pooled investment vehicles (other than investment companies and BDCs)	37	$8.27 billion
Pension and profit sharing plans (not the participants or government plans)	7	$34.3 million
Charitable organizations	5	$22.9 million
Corporations or other businesses not listed above	24	$104.0 million