Grant Tani Barash & Altman, LLC

Registered investment adviser · Beverly Hills, CA · CRD #319128

Form ADV data as of 2026-09-01

Regulatory assets

$2.28 billion

Total accounts

1,264

Employees

Disclosure events

Firm details

Telephone: 310-288-6267
SEC file number: 801-127101
Most recent Form ADV filing: 2026-05-06
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 7 disclosure questions answered Yes, covering 8 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

SEC or CFTC found a violation of its regulations or statutes
SEC or CFTC entered an order in connection with investment-related activity
SEC or CFTC imposed a civil money penalty or a cease-and-desist order
Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
Another regulator denied, suspended, or revoked a registration or restricted activity
A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$2.04 billion
Non-discretionary regulatory assets under management	$242.0 million
Total regulatory assets under management	$2.28 billion
Discretionary accounts	861
Non-discretionary accounts	403
Total accounts	1,264
Regulatory assets under management attributable to non-U.S. persons	$1.6 million

People

Total employees (excluding clerical)	89
Employees performing investment advisory functions (including research)	7
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	7
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$2.04 billion
Clients for whom the firm has custody	207
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

Other

Advisory services offered

Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)

Other business activities

Accountant or accounting firm

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Trust companyAccountant or accounting firmInsurance company or agencyPension consultantSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	45	$16.9 million
High net worth individuals	172	$2.23 billion
Corporations or other businesses not listed above	9	$30.9 million