Harwood Capital LLP
Registered investment adviser · London · CRD #161632
Form ADV data as of 2026-09-01Regulatory assets
$61.4 million
Total accounts
28
Employees
14
Disclosure events
0
Firm details
- Website: http://www.harwoodcapital.co.uk/
- Telephone: 44 207 640 3200
- SEC file number: 801-74305
- Most recent Form ADV filing: 2026-07-01
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $61.4 million |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $61.4 million |
| Discretionary accounts | 28 |
| Non-discretionary accounts | 0 |
| Total accounts | 28 |
| Regulatory assets under management attributable to non-U.S. persons | $61.4 million |
People
| Total employees (excluding clerical) | 14 |
| Employees performing investment advisory functions (including research) | 5 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $9.4 million |
| Clients for whom the firm has custody | 18 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | Yes |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 12 | $28.4 million |
| Corporations or other businesses not listed above | 10 | $21.7 million |
| Other | 6 | $11.2 million |