Hilltop Wealth Advisors, LLC

Registered investment adviser · Chapel Hill, NC · CRD #283014

Form ADV data as of 2026-09-01

Regulatory assets

$635.5 million

Total accounts

1,968

Employees

Disclosure events

Firm details

Website: https://www.linkedin.com/company/hilltop-wealth-advisors/
Telephone: (919) 401-1500
SEC file number: 801-107408
Most recent Form ADV filing: 2026-06-12
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

A court found involvement in a violation of investment-related statutes or regulations

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$635.5 million
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$635.5 million
Discretionary accounts	1,968
Non-discretionary accounts	0
Total accounts	1,968
Regulatory assets under management attributable to non-U.S. persons	$4.2 million

People

Total employees (excluding clerical)	17
Employees performing investment advisory functions (including research)	10
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	10
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$126.3 million
Clients for whom the firm has custody	186
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	5

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	341	$122.3 million
High net worth individuals	245	$512.8 million
Charitable organizations	1	$152,766
Corporations or other businesses not listed above	1	$366,226