Hodges Capital Management Inc

Registered investment adviser · Dallas, TX · CRD #110080

Form ADV data as of 2026-09-01

Regulatory assets

$1.24 billion

Total accounts

448

Employees

Disclosure events

Firm details

Website: https://twitter.com/hodgesclient
Telephone: 888-878-4426
SEC file number: 801-35811
Most recent Form ADV filing: 2025-10-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 1 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

A self-regulatory organization found a violation of its rules

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$1.24 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$1.24 billion
Discretionary accounts	448
Non-discretionary accounts	0
Total accounts	448
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	20
Employees performing investment advisory functions (including research)	10
Employees who are registered representatives of a broker-dealer	16
Employees registered as investment adviser representatives with a state	9
Employees registered as IARs for another investment adviser	8
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under management

Advisory services offered

Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities in which it has another sales interest
Brokers or dealers selected under 8.C.(3) are related persons
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons
Receives soft dollar benefits

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	265	$79.8 million
High net worth individuals	133	$380.4 million
Banking or thrift institutions	2	$6.4 million
Investment companies	4	$502.6 million
Pooled investment vehicles (other than investment companies and BDCs)	2	$107.3 million
Pension and profit sharing plans (not the participants or government plans)	8	$9.8 million
Charitable organizations	8	$46.5 million
State or municipal government entities (including government pension plans)	1	$800,012
Corporations or other businesses not listed above	25	$106.8 million