Adviser Record

Hudson Capital Advisory, Inc.

Registered investment adviser · Buffalo, NY · CRD #304163

Form ADV data as of 2026-09-01
Regulatory assets
$327.7 million
Total accounts
603
Employees
5
Disclosure events
0

Firm details

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management servicesYes
Discretionary regulatory assets under management$298.8 million
Non-discretionary regulatory assets under management$28.9 million
Total regulatory assets under management$327.7 million
Discretionary accounts511
Non-discretionary accounts92
Total accounts603
Regulatory assets under management attributable to non-U.S. persons$0

People

Total employees (excluding clerical)5
Employees performing investment advisory functions (including research)3
Employees who are registered representatives of a broker-dealer0
Employees registered as investment adviser representatives with a state0
Employees registered as IARs for another investment adviser1
Employees who are licensed insurance agents0
Firms or persons who solicit advisory clients on the firm's behalf0

Custody

Has custody of client cash or bank accountsNo
Has custody of client securitiesYes
Client funds and securities held in the firm's custody$238.7 million
Clients for whom the firm has custody373
A related person has custody of client cash or bank accountsNo
A related person has custody of client securitiesNo
The firm acts as a qualified custodianNo
A related person acts as a qualified custodianNo
Number of persons acting as qualified custodians for the firm's clients6

How the firm is compensated

A percentage of assets under managementHourly chargesPerformance-based fees

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients

Affiliated related persons

Other investment adviser (including financial planners)

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Client types

Type of clientClientsAssets
Individuals (other than high net worth individuals)102$30.0 million
High net worth individuals142$296.3 million
Pension and profit sharing plans (not the participants or government plans)Not reported$901,538
Charitable organizationsNot reported$296,836
State or municipal government entities (including government pension plans)Not reported$197,321