Ieq Capital, LLC

Registered investment adviser · Foster City, CA · CRD #301819

Form ADV data as of 2026-09-01

Regulatory assets

$56.77 billion

Total accounts

2,309

Employees

266

Disclosure events

Firm details

Website: http://www.ieqcapital.com/
Telephone: 650-581-9807
SEC file number: 801-115278
Most recent Form ADV filing: 2026-06-09
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
Another regulator denied, suspended, or revoked a registration or restricted activity

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$46.24 billion
Non-discretionary regulatory assets under management	$10.52 billion
Total regulatory assets under management	$56.77 billion
Discretionary accounts	2,142
Non-discretionary accounts	167
Total accounts	2,309
Regulatory assets under management attributable to non-U.S. persons	$117.3 million

People

Total employees (excluding clerical)	266
Employees performing investment advisory functions (including research)	193
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	174
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	1

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$41.64 billion
Clients for whom the firm has custody	2,008
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	7

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops

Affiliated related persons

Accountant or accounting firmLawyer or law firm

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
High net worth individuals	2,300	$56.54 billion
Charitable organizations	9	$226.4 million