Immaculate Wealth Management, LLC

Registered investment adviser · Mesa, AZ · CRD #167657

Form ADV data as of 2026-11-01

Regulatory assets

$156.7 million

Total accounts

865

Employees

Disclosure events

Firm details

Website: https://www.linkedin.com/in/jonah-rauguth-6478b3b6
Telephone: 480-776-3511
SEC file number: 801-132448
Most recent Form ADV filing: 2026-10-29
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
Another regulator denied, suspended, or revoked a registration or restricted activity
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$156.7 million
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$156.7 million
Discretionary accounts	865
Non-discretionary accounts	0
Total accounts	865
Regulatory assets under management attributable to non-U.S. persons	$246,000

People

Total employees (excluding clerical)	6
Employees performing investment advisory functions (including research)	2
Employees who are registered representatives of a broker-dealer	2
Employees registered as investment adviser representatives with a state	2
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	3
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$156.7 million
Clients for whom the firm has custody	865
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businesses

Affiliated related persons

Insurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Receives soft dollar benefits

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	475	$49.6 million
High net worth individuals	93	$106.8 million
Corporations or other businesses not listed above	4	$293,167