Imperial Fund Asset Management LLC

Registered investment adviser · Fort Lauderdale, FL · CRD #317525

Form ADV data as of 2026-09-01

Regulatory assets

$6.84 billion

Total accounts

Employees

Disclosure events

Firm details

Website: https://imperialfund.com
Telephone: (855) 226-5200
SEC file number: 801-123060
Most recent Form ADV filing: 2026-06-26
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$6.83 billion
Non-discretionary regulatory assets under management	$9.7 million
Total regulatory assets under management	$6.84 billion
Discretionary accounts	47
Non-discretionary accounts	42
Total accounts	89
Regulatory assets under management attributable to non-U.S. persons	$4.4 million

People

Total employees (excluding clerical)	12
Employees performing investment advisory functions (including research)	2
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	2
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	3
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$6.84 billion
Clients for whom the firm has custody	89
A related person has custody of client cash or bank accounts	Yes
A related person has custody of client securities	Yes
Client funds and securities held in a related person's custody	$4.51 billion
Clients for whom a related person has custody	4
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	3

How the firm is compensated

A percentage of assets under managementHourly chargesPerformance-based fees

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles

Other business activities

Insurance broker or agent

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another sales interest
Brokers or dealers selected under 8.C.(3) are related persons
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	32	$976,365
High net worth individuals	35	$15.9 million
Pooled investment vehicles (other than investment companies and BDCs)	4	$4.51 billion
Corporations or other businesses not listed above	20	$2.32 billion