Independence Square Holdings, LLC

Registered investment adviser · King of Prussia, PA · CRD #300139

Form ADV data as of 2026-09-01

Regulatory assets

$1.83 billion

Total accounts

2,648

Employees

Disclosure events

Firm details

Website: https://www.linkedin.com/company/independence-square-ria
Telephone: 610-520-1500
SEC file number: 801-116750
Most recent Form ADV filing: 2026-03-06
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Charged with a felony (past 10 years)
A self-regulatory organization found a false statement or omission
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$1.83 billion
Non-discretionary regulatory assets under management	$749,522
Total regulatory assets under management	$1.83 billion
Discretionary accounts	2,647
Non-discretionary accounts	1
Total accounts	2,648
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	37
Employees performing investment advisory functions (including research)	37
Employees who are registered representatives of a broker-dealer	30
Employees registered as investment adviser representatives with a state	30
Employees registered as IARs for another investment adviser	7
Employees who are licensed insurance agents	30
Firms or persons who solicit advisory clients on the firm's behalf	3

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No

How the firm is compensated

A percentage of assets under managementHourly chargesSubscription fees (for a newsletter or periodical)Fixed fees (other than subscription fees)CommissionsPerformance-based feesOther

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters

Other business activities

Registered representative of a broker-dealerInsurance broker or agentOther financial product salesperson

Affiliated related persons

Other investment adviser (including financial planners)Accountant or accounting firmLawyer or law firmInsurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals
Receives compensation from others for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	1,541	$363.2 million
High net worth individuals	1,080	$1.45 billion
Pension and profit sharing plans (not the participants or government plans)	13	$11.7 million
Charitable organizations	7	$5.1 million
Corporations or other businesses not listed above	7	$3.3 million