Integrated Wealth Management, Inc.

Registered investment adviser · Uniontown, OH · CRD #141092

Form ADV data as of 2026-09-01

Regulatory assets

$254.1 million

Total accounts

1,326

Employees

Disclosure events

Firm details

Website: https://iwmgameplan.com/
Telephone: 330-896-1644
SEC file number: 801-128851
Most recent Form ADV filing: 2026-08-11
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$244.7 million
Non-discretionary regulatory assets under management	$9.4 million
Total regulatory assets under management	$254.1 million
Discretionary accounts	1,261
Non-discretionary accounts	65
Total accounts	1,326
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	10
Employees performing investment advisory functions (including research)	6
Employees who are registered representatives of a broker-dealer	0
Employees registered as investment adviser representatives with a state	6
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	5
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$254.0 million
Clients for whom the firm has custody	600
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	3

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Other

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops

Affiliated related persons

Insurance company or agency

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	469	$136.8 million
High net worth individuals	52	$115.8 million
Pension and profit sharing plans (not the participants or government plans)	5	$736,455
Corporations or other businesses not listed above	4	$691,466