Jeffrey Matthews Wealth Management, LLC

Registered investment adviser · Florham Park, NJ · CRD #155392

Form ADV data as of 2026-09-01

Regulatory assets

$161.7 million

Total accounts

367

Employees

Disclosure events

Firm details

Website: http://jeffreymatthews.com
Telephone: 888-467-3636
SEC file number: 801-132626
Most recent Form ADV filing: 2026-07-28
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 4 disclosure questions answered Yes, covering 6 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes
Another regulator entered an order in connection with investment-related activity (past 10 years)
A self-regulatory organization found a violation of its rules
A self-regulatory organization expelled, suspended, barred, or restricted the firm

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$65.6 million
Non-discretionary regulatory assets under management	$96.1 million
Total regulatory assets under management	$161.7 million
Discretionary accounts	234
Non-discretionary accounts	133
Total accounts	367
Regulatory assets under management attributable to non-U.S. persons	$0

People

Total employees (excluding clerical)	15
Employees performing investment advisory functions (including research)	15
Employees who are registered representatives of a broker-dealer	15
Employees registered as investment adviser representatives with a state	15
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	10
Firms or persons who solicit advisory clients on the firm's behalf	0

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	1

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerCommodity pool operator or commodity trading advisorInsurance company or agency

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys securities from or sells securities to advisory clients (principal transactions)
Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Brokers or dealers recommended under 8.E. are related persons

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	258	$46.3 million
High net worth individuals	94	$105.7 million
Charitable organizations	7	$8.8 million
Corporations or other businesses not listed above	8	$877,708