Jpmorgan Asset Management (Asia Pacific) Limited
Registered investment adviser · Hong Kong · CRD #300114
Form ADV data as of 2026-09-01Regulatory assets
$169.62 billion
Total accounts
268
Employees
419
Disclosure events
16
Firm details
- Website: https://www.youtube.com/@jpmorganassetmanagement
- Telephone: 852-2800-2800
- SEC file number: 801-114775
- Most recent Form ADV filing: 2026-03-31
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 8 disclosure questions answered Yes, covering 16 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Convicted of or pled guilty/no contest to a felony (past 10 years)
- Charged with a felony (past 10 years)
- SEC or CFTC found a false statement or omission
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $169.62 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $169.62 billion |
| Discretionary accounts | 268 |
| Non-discretionary accounts | 0 |
| Total accounts | 268 |
| Regulatory assets under management attributable to non-U.S. persons | $168.60 billion |
People
| Total employees (excluding clerical) | 419 |
| Employees performing investment advisory functions (including research) | 62 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | No |
| Has custody of client securities | No |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Executes agency cross transactions involving advisory client securities
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Brokers or dealers selected under 8.C.(3) are related persons
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Investment companies | 1 | $175.7 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 149 | $149.26 billion |
| Pension and profit sharing plans (not the participants or government plans) | 21 | $3.74 billion |
| Charitable organizations | 3 | $251.0 million |
| State or municipal government entities (including government pension plans) | 4 | $1.49 billion |
| Other investment advisers | 2 | $467.8 million |
| Insurance companies | 12 | $6.23 billion |
| Sovereign wealth funds and foreign official institutions | 4 | $2.41 billion |
| Corporations or other businesses not listed above | 14 | $5.61 billion |