Kayne Anderson Rudnick Investment Management, LLC

Registered investment adviser · Los Angeles, CA · CRD #104599

Form ADV data as of 2026-09-01

Regulatory assets

$39.36 billion

Total accounts

24,735

Employees

134

Disclosure events

Firm details

Website: https://www.linkedin.com/company/kayne-anderson-rudnick/
Telephone: 310-556-2721
SEC file number: 801-24241
Most recent Form ADV filing: 2026-03-27
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm reports 1 disclosure question answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.

Another regulator found a violation of investment-related regulations or statutes

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$39.36 billion
Non-discretionary regulatory assets under management	$0
Total regulatory assets under management	$39.36 billion
Discretionary accounts	24,735
Non-discretionary accounts	0
Total accounts	24,735
Regulatory assets under management attributable to non-U.S. persons	$2.20 billion

People

Total employees (excluding clerical)	134
Employees performing investment advisory functions (including research)	47
Employees who are registered representatives of a broker-dealer	22
Employees registered as investment adviser representatives with a state	31
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	0
Firms or persons who solicit advisory clients on the firm's behalf	6

Custody

Has custody of client cash or bank accounts	No
Has custody of client securities	No
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	0

How the firm is compensated

A percentage of assets under managementFixed fees (other than subscription fees)Performance-based fees

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients

Affiliated related persons

Broker-dealer, municipal securities dealer, or government securities broker or dealerOther investment adviser (including financial planners)Commodity pool operator or commodity trading advisorSponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends securities in which it has another proprietary interest
Recommends securities for which it serves as underwriter or general partner
Recommends brokers or dealers to clients
Receives soft dollar benefits
Compensates a non-employee for client referrals
Provides employee compensation specifically for obtaining clients

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	586	$259.4 million
High net worth individuals	1,409	$7.68 billion
Investment companies	36	$13.58 billion
Pooled investment vehicles (other than investment companies and BDCs)	17	$1.79 billion
Pension and profit sharing plans (not the participants or government plans)	60	$2.39 billion
Charitable organizations	40	$819.4 million
State or municipal government entities (including government pension plans)	19	$1.32 billion
Insurance companies	5	$496.1 million
Sovereign wealth funds and foreign official institutions	1	$485.0 million
Corporations or other businesses not listed above	53	$1.28 billion
Other	22,509	$9.27 billion