Kbi Global Investors (North America) Ltd
Registered investment adviser · Dublin 1 · CRD #113606
Form ADV data as of 2026-09-01Regulatory assets
$1.66 billion
Total accounts
25
Employees
57
Disclosure events
7
Firm details
- Website: http://www.kbiglobalinvestors.com
- Telephone: +353-1-4384400
- SEC file number: 801-60358
- Most recent Form ADV filing: 2026-03-27
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 4 disclosure questions answered Yes, covering 7 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a false statement, omission, or dishonest, unfair, or unethical conduct
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
- Currently subject to a regulatory proceeding that could result in a disclosure under 11.C., 11.D., or 11.E.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $1.65 billion |
| Non-discretionary regulatory assets under management | $9.8 million |
| Total regulatory assets under management | $1.66 billion |
| Discretionary accounts | 24 |
| Non-discretionary accounts | 1 |
| Total accounts | 25 |
| Regulatory assets under management attributable to non-U.S. persons | $297.5 million |
People
| Total employees (excluding clerical) | 57 |
| Employees performing investment advisory functions (including research) | 25 |
| Employees who are registered representatives of a broker-dealer | 3 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $367.7 million |
| Clients for whom the firm has custody | 1 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| Client funds and securities held in a related person's custody | $0 |
| Clients for whom a related person has custody | 0 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 1 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Receives soft dollar benefits
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Investment companies | 2 | $95.2 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 5 | $608.3 million |
| Pension and profit sharing plans (not the participants or government plans) | Not reported | $378.5 million |
| Charitable organizations | Not reported | $124.4 million |
| State or municipal government entities (including government pension plans) | Not reported | $54.0 million |
| Corporations or other businesses not listed above | 7 | $393.8 million |
| Other | Not reported | $9.8 million |