Keating Investment Counselors Inc
Registered investment adviser · Delray Beach, FL · CRD #110134
Form ADV data as of 2026-09-01Regulatory assets
$383.1 million
Total accounts
366
Employees
3
Disclosure events
4
Firm details
- Website: http://keatinginvestment.com
- Telephone: 561-278-7862
- SEC file number: 801-19820
- Most recent Form ADV filing: 2026-04-07
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 4 disclosure questions answered Yes, covering 4 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator found the firm caused a business to lose or have its authorization restricted
- Another regulator entered an order in connection with investment-related activity (past 10 years)
- Another regulator denied, suspended, or revoked a registration or restricted activity
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $378.1 million |
| Non-discretionary regulatory assets under management | $5.0 million |
| Total regulatory assets under management | $383.1 million |
| Discretionary accounts | 364 |
| Non-discretionary accounts | 2 |
| Total accounts | 366 |
| Regulatory assets under management attributable to non-U.S. persons | $26.7 million |
People
| Total employees (excluding clerical) | 3 |
| Employees performing investment advisory functions (including research) | 2 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 2 |
| Employees registered as IARs for another investment adviser | 1 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $213.7 million |
| Clients for whom the firm has custody | 12 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $213.7 million |
| Clients for whom a related person has custody | 12 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 2 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 65 | $12.2 million |
| High net worth individuals | 85 | $246.3 million |
| Investment companies | 1 | $96.9 million |
| Pension and profit sharing plans (not the participants or government plans) | 2 | $19.2 million |
| Charitable organizations | 3 | $8.4 million |
| Corporations or other businesses not listed above | 1 | $114,322 |