Keebeck Wealth Management
Registered investment adviser · Chicago, IL · CRD #297496
Form ADV data as of 2026-09-01Regulatory assets
$2.03 billion
Total accounts
736
Employees
9
Disclosure events
2
Firm details
- Website: https://www.youtube.com/channel/ucrnd5uqwscpx2llmymbiklq?view_as=subscriber
- Telephone: 312-825-1200
- SEC file number: 801-113573
- Most recent Form ADV filing: 2026-03-30
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 2 disclosure questions answered Yes, covering 2 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- A self-regulatory organization found a violation of its rules
- A self-regulatory organization expelled, suspended, barred, or restricted the firm
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $2.03 billion |
| Non-discretionary regulatory assets under management | $0 |
| Total regulatory assets under management | $2.03 billion |
| Discretionary accounts | 736 |
| Non-discretionary accounts | 0 |
| Total accounts | 736 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 9 |
| Employees performing investment advisory functions (including research) | 4 |
| Employees who are registered representatives of a broker-dealer | 0 |
| Employees registered as investment adviser representatives with a state | 4 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $780.3 million |
| Clients for whom the firm has custody | 116 |
| A related person has custody of client cash or bank accounts | No |
| A related person has custody of client securities | No |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 2 |
How the firm is compensated
Advisory services offered
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends brokers or dealers to clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| High net worth individuals | 147 | $1.79 billion |
| Pension and profit sharing plans (not the participants or government plans) | 1 | $203.6 million |
| Charitable organizations | 1 | $12.3 million |
| Corporations or other businesses not listed above | 1 | $17.5 million |