Kohlberg Kravis Roberts & Co. L.P.
Registered investment adviser · New York, NY · CRD #144533
Form ADV data as of 2026-09-01Regulatory assets
$399.90 billion
Total accounts
227
Employees
2,593
Disclosure events
10
Firm details
- Website: http://www.kkr.com
- Telephone: 212-750-8300
- SEC file number: 801-69634
- Most recent Form ADV filing: 2026-06-05
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 7 disclosure questions answered Yes, covering 10 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
- Another regulator denied, suspended, or revoked a registration or restricted activity
- A self-regulatory organization found a violation of its rules
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $396.78 billion |
| Non-discretionary regulatory assets under management | $3.11 billion |
| Total regulatory assets under management | $399.90 billion |
| Discretionary accounts | 193 |
| Non-discretionary accounts | 34 |
| Total accounts | 227 |
| Regulatory assets under management attributable to non-U.S. persons | $268.82 billion |
People
| Total employees (excluding clerical) | 2,593 |
| Employees performing investment advisory functions (including research) | 706 |
| Employees who are registered representatives of a broker-dealer | 216 |
| Employees registered as investment adviser representatives with a state | 0 |
| Employees registered as IARs for another investment adviser | 0 |
| Employees who are licensed insurance agents | 0 |
| Firms or persons who solicit advisory clients on the firm's behalf | 0 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $381.60 billion |
| Clients for whom the firm has custody | 154 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $391.79 billion |
| Clients for whom a related person has custody | 209 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 8 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends brokers or dealers to clients
- Brokers or dealers recommended under 8.E. are related persons
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Pooled investment vehicles (other than investment companies and BDCs) | 209 | $345.05 billion |
| Insurance companies | 9 | $54.85 billion |