Krilogy

Registered investment adviser · St. Louis, MO · CRD #149046

Form ADV data as of 2026-09-01

Regulatory assets

$5.20 billion

Total accounts

11,114

Employees

103

Disclosure events

Firm details

Website: https://twitter.com/krilogy
Telephone: 314-884-2800
SEC file number: 801-69838
Most recent Form ADV filing: 2026-03-31
SEC record: View this firm on the SEC's IAPD site

Disciplinary disclosures

This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.

Assets and accounts

Provides continuous and regular supervisory or management services	Yes
Discretionary regulatory assets under management	$4.68 billion
Non-discretionary regulatory assets under management	$511.3 million
Total regulatory assets under management	$5.20 billion
Discretionary accounts	10,985
Non-discretionary accounts	129
Total accounts	11,114
Regulatory assets under management attributable to non-U.S. persons	$2.4 million

People

Total employees (excluding clerical)	103
Employees performing investment advisory functions (including research)	65
Employees who are registered representatives of a broker-dealer	9
Employees registered as investment adviser representatives with a state	55
Employees registered as IARs for another investment adviser	0
Employees who are licensed insurance agents	36
Firms or persons who solicit advisory clients on the firm's behalf	3

Custody

Has custody of client cash or bank accounts	Yes
Has custody of client securities	Yes
Client funds and securities held in the firm's custody	$2.07 billion
Clients for whom the firm has custody	2,359
A related person has custody of client cash or bank accounts	No
A related person has custody of client securities	No
The firm acts as a qualified custodian	No
A related person acts as a qualified custodian	No
Number of persons acting as qualified custodians for the firm's clients	13

How the firm is compensated

A percentage of assets under managementHourly chargesFixed fees (other than subscription fees)

Advisory services offered

Financial planning servicesPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)

Affiliated related persons

Other investment adviser (including financial planners)Accountant or accounting firmLawyer or law firmInsurance company or agencySponsor, general partner, or managing member of pooled investment vehicles

Reported conflicts of interest

Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:

Buys or sells for itself securities it also recommends to clients
Recommends brokers or dealers to clients
Compensates a non-employee for client referrals

Client types

Type of client	Clients	Assets
Individuals (other than high net worth individuals)	1,940	$659.0 million
High net worth individuals	1,121	$3.75 billion
Pension and profit sharing plans (not the participants or government plans)	132	$733.7 million
Charitable organizations	Not reported	$11.4 million
Corporations or other businesses not listed above	11	$38.3 million