Lasalle St. Investment Advisors, L.L.C.
Registered investment adviser · Elmhurst, IL · CRD #109701
Form ADV data as of 2026-09-01Regulatory assets
$5.74 billion
Total accounts
14,284
Employees
155
Disclosure events
8
Firm details
- Website: https://www.linkedin.com/company/91907/
- Telephone: 630-600-0500
- SEC file number: 801-33422
- Most recent Form ADV filing: 2026-07-29
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm reports 8 disclosure questions answered Yes, covering 8 reported events. Form ADV Item 11 covers charges and pending proceedings as well as findings, so a Yes answer is not itself a finding of wrongdoing. The underlying detail is filed with the SEC.
- SEC or CFTC found a false statement or omission
- SEC or CFTC found a violation of its regulations or statutes
- SEC or CFTC entered an order in connection with investment-related activity
- SEC or CFTC imposed a civil money penalty or a cease-and-desist order
- Another regulator found a violation of investment-related regulations or statutes
- Another regulator entered an order in connection with investment-related activity (past 10 years)
- Another regulator denied, suspended, or revoked a registration or restricted activity
- A self-regulatory organization found a violation of its rules
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $1.84 billion |
| Non-discretionary regulatory assets under management | $3.91 billion |
| Total regulatory assets under management | $5.74 billion |
| Discretionary accounts | 5,597 |
| Non-discretionary accounts | 8,687 |
| Total accounts | 14,284 |
| Regulatory assets under management attributable to non-U.S. persons | $0 |
People
| Total employees (excluding clerical) | 155 |
| Employees performing investment advisory functions (including research) | 146 |
| Employees who are registered representatives of a broker-dealer | 121 |
| Employees registered as investment adviser representatives with a state | 146 |
| Employees registered as IARs for another investment adviser | 3 |
| Employees who are licensed insurance agents | 125 |
| Firms or persons who solicit advisory clients on the firm's behalf | 6 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $5.74 billion |
| Clients for whom the firm has custody | 14,284 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $173.3 million |
| Clients for whom a related person has custody | 47 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 2 |
How the firm is compensated
Advisory services offered
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys securities from or sells securities to advisory clients (principal transactions)
- Buys or sells for itself securities it also recommends to clients
- Brokers or dealers selected under 8.C.(3) are related persons
- Recommends brokers or dealers to clients
- Brokers or dealers recommended under 8.E. are related persons
- Compensates a non-employee for client referrals
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 12,817 | $2.53 billion |
| High net worth individuals | 894 | $2.67 billion |
| Pension and profit sharing plans (not the participants or government plans) | 469 | $482.6 million |
| Charitable organizations | 5 | $1.9 million |
| Corporations or other businesses not listed above | 99 | $61.7 million |