Lido
Registered investment adviser · Los Angeles, CA · CRD #269866
Form ADV data as of 2026-09-01Regulatory assets
$42.50 billion
Total accounts
42,220
Employees
437
Disclosure events
0
Firm details
- Website: http://www.lidoadvisors.com
- Telephone: 800-301-5436
- SEC file number: 801-100433
- Most recent Form ADV filing: 2026-08-27
- SEC record: View this firm on the SEC's IAPD site
Disciplinary disclosures
This firm answered No to every Item 11 disciplinary question on its most recent Form ADV filing.
Assets and accounts
| Provides continuous and regular supervisory or management services | Yes |
| Discretionary regulatory assets under management | $41.39 billion |
| Non-discretionary regulatory assets under management | $1.12 billion |
| Total regulatory assets under management | $42.50 billion |
| Discretionary accounts | 39,994 |
| Non-discretionary accounts | 2,226 |
| Total accounts | 42,220 |
| Regulatory assets under management attributable to non-U.S. persons | $42.6 million |
People
| Total employees (excluding clerical) | 437 |
| Employees performing investment advisory functions (including research) | 235 |
| Employees who are registered representatives of a broker-dealer | 7 |
| Employees registered as investment adviser representatives with a state | 295 |
| Employees registered as IARs for another investment adviser | 7 |
| Employees who are licensed insurance agents | 19 |
| Firms or persons who solicit advisory clients on the firm's behalf | 2 |
Custody
| Has custody of client cash or bank accounts | Yes |
| Has custody of client securities | Yes |
| Client funds and securities held in the firm's custody | $11.27 billion |
| Clients for whom the firm has custody | 7,590 |
| A related person has custody of client cash or bank accounts | Yes |
| A related person has custody of client securities | Yes |
| Client funds and securities held in a related person's custody | $891.8 million |
| Clients for whom a related person has custody | 109 |
| The firm acts as a qualified custodian | No |
| A related person acts as a qualified custodian | No |
| Number of persons acting as qualified custodians for the firm's clients | 5 |
How the firm is compensated
Advisory services offered
Other business activities
Affiliated related persons
Reported conflicts of interest
Form ADV Items 8 asks advisers to disclose arrangements that may create a conflict with client interests. This firm answered Yes to:
- Buys or sells for itself securities it also recommends to clients
- Recommends securities in which it has another proprietary interest
- Recommends securities for which it serves as underwriter or general partner
- Recommends securities in which it has another sales interest
- Recommends brokers or dealers to clients
- Receives soft dollar benefits
- Compensates a non-employee for client referrals
- Provides employee compensation specifically for obtaining clients
Client types
| Type of client | Clients | Assets |
|---|---|---|
| Individuals (other than high net worth individuals) | 3,214 | $1.39 billion |
| High net worth individuals | 9,829 | $36.79 billion |
| Investment companies | 1 | $72.5 million |
| Pooled investment vehicles (other than investment companies and BDCs) | 22 | $684.0 million |
| Pension and profit sharing plans (not the participants or government plans) | 26 | $46.0 million |
| Charitable organizations | 290 | $927.1 million |
| Insurance companies | 3 | $24.2 million |
| Corporations or other businesses not listed above | 415 | $2.57 billion |